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Zach McCraw Barred by FINRA

Zach McCraw (CRD #: 7003820) has been barred by FINRA. He has also voluntarily resigned from Pruco Securities. These disclosures appear on his BrokerCheck record, accessed on August 26, 2024. Keep reading if you have questions regarding his alleged conduct. 

Regulatory Action 

On July 18, 2024, FINRA barred Zach McCraw following allegations that he refused to appear for on-the-record testimony requested by FINRA during the course of its investigation. This investigation was into the circumstances that gave rise to his resignation from Pruco Securities. 

You can read a copy of the bar here.

Employment Separation After Allegations

On July 5, 2023, Zach McCraw voluntarily resigned from Pruco Securities following allegations that he admitted to submitting multiple non-genuine electronic client signatures and inputting incorrect dates on various insurance forms. 

Background Information 

Zach McCraw has passed the following exams: 

  • Series 65 Uniform Investment Adviser Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination  
  • Series 6TO Investment Company Products / Variable Contracts Representative Examination 

Kurta Law Can Help 

If you worked with Zach McCraw and you have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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