William Turner Resigns from Ameriprise Financial Services

William Turner (CRD #: 851826), a broker registered with Cetera Advisor Networks, resigned from his previous firm, according to his BrokerCheck record, accessed on May 25, 2025. Investors may have also worked with him through Cetera Investment Advisers. If you want to know more about his alleged conduct as a broker, keep reading.

Resignation from Ameriprise Financial Services

On February 24, 2025, William Turner was permitted to resign from Ameriprise Financial Services following allegations that he violated firm policies in connection with his oversight of a staff person.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

William Turner has passed the following exams:

• General Securities Sales Supervisor – Options Module Examination – Series 9
• General Securities Sales Supervisor – General Module Examination – Series 10
• General Securities Sales Supervisor Examination (Options Module & General Module) – Series 8
• Registered Options Principal Examination – Series 4
• Securities Industry Essentials Examination – SIE
• National Commodity Futures Examination – Series 3
• General Securities Representative Examination – Series 7
• Uniform Investment Adviser Law Examination – Series 65
• Uniform Securities Agent State Law Examination – Series 63

William Turner is a registered broker in 18 states and a registered investment adviser in Michigan and Texas.

He has also worked for the following firms:

• Ameriprise Financial Services (CRD#:6363)
• Concorde Asset Management (CRD#:140367)
• Concorde Investment Services (CRD#:151604)
• L.M. Kohn & Company (CRD#:27913)
• Wells Fargo Advisors (CRD#:19616)
• Leonard and Company (CRD#:36527)
• Citigroup Global Markets (CRD#:7059)
• Lehman Brothers (CRD#:7506)
• E. F. Hutton & Company (CRD#:235)
• Manley, Bennett, McDonald & Company (CRD#:551)

Kurta Law Can Help

If you worked with William Turner and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.