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William Revoir Named in Investor Dispute

William Revoir (CRD #: 873583), a broker formerly registered with CoreCap Investments, is involved in an investor dispute, according to his BrokerCheck record, accessed on March 5, 2025. If you have questions about his alleged conduct as a broker, keep reading.

Investor Dispute

On January 6, 2025, an investor named William Revoir in a dispute alleging that the former conservator of their account withdrew funds without court approval. The client seeks $220,000 in damages in this pending dispute.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

William Revoir has passed the following exams:

Securities Industry Essentials Examination – SIE

  • General Securities Representative Examination – Series 7
  • Investment Company Products/Variable Contracts Representative Examination – Series 6
  • Registered Representative Examination – Series 1
  • Uniform Investment Adviser Law Examination – Series 65
  • Uniform Securities Agent State Law Examination – Series 63

He has also worked for the following firms:

  • CoreCap Investments (CRD#:37068)
  • AXA Advisors (CRD#:6627)
  • Lincoln Financial Advisors (CRD#:3978)
  • PFS Investments (CRD#:10111)
  • East – West Capital Corporation (CRD#:16348)
  • First Chesapeake Securities (CRD#:10517)
  • Mutual Service Corporation (CRD#:4806)
  • Equico Securities (CRD#:6627)
  • The Equitable Life Assurance Society of the United States (CRD#:4039)

Kurta Law Can Help

If you worked with William Revoir and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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