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William Bryan Resigns from Merrill Lynch, Pierce, Fenner & Smith

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
September 29, 2025 at 9:43pm

William Bryan (CRD #: 6907467), a broker formerly registered with Merrill Lynch, Pierce, Fenner & Smith, resigned from that firm following allegations of misconduct, according to his BrokerCheck record, accessed on August 31, 2025. Read on if you have questions about his alleged conduct as a broker.

Resignation from Merrill Lynch, Pierce, Fenner & Smith

On June 23, 2025, William Bryan resigned from Merrill Lynch, Pierce, Fenner & Smith following allegations involving transfers from a family member’s account.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

William Bryan has passed the following exams:

  • General Securities Representative Examination – Series 7TO
  • Securities Industry Essentials Examination – SIE
  • Uniform Combined State Law Examination – Series 66

He previously  worked for Merrill Lynch, Pierce, Fenner & Smith (CRD#:7691).

Kurta Law Can Help

If you worked with William Bryan and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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