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Wayne Rentschler Named in Dispute Involving GWG L Bond

Wayne Rentschler (CRD #: 4873172), a broker registered with American Equity Investment Corporation, is the subject of a pending investor dispute, according to his BrokerCheck record, accessed on November 20, 2022. Read on if you have questions about his conduct as a broker.

Investor Dispute

On August 15, 2022, an investor filed a dispute naming Wayne Rentschler in allegations concerning a GWG L bond purchased in July 2020. The client alleged that the bond stopped paying interest in February 2022, in advance of GWG Holdings filing for bankruptcy in April 2022.

The client seeks $86,000 in this pending dispute.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Wayne Rentschler has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

Wayne Rentschler is a registered broker in Indiana, Kentucky, and Ohio.

He previously worked for UBS Financial Services (CRD#:8174).

Kurta Law Can Help

If you worked with Wayne Rentschler and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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