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Victor Chavez No Longer Registered with NYLife Securities

Victor Chavez (CRD #: 6234351), a broker registered with Park Avenue Securities, was permitted to resign by NYLife Securities. This disclosure appears on his BrokerCheck record, accessed on December 15, 2023. Details concerning his resignation are provided below. 

On October 18, 2023, Victor Chavez was permitted to resign from NYLife Securities after a review of his business practices alleges raised concerns on a number of issues including a possible signature discrepancy on a life insurance application. 

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Signature discrepancies may indicate a violation of this rule. 

Background Information 

Victor Chavez has passed the following exams:

  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 6 Investment Company Products / Variable Contracts Representative Examination

He is a registered broker in California. 

Kurta Law Can Help 

If you have worked with Victor Chavez and you have concerns about your investments, do not hesitate to contact us at 877-600-0098 or for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.