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Investor Seeks $1.2 Million in Damages in Dispute with Vanessa Jilot

Vanessa Jilot (CRD #: 5350507), a broker registered with Commonwealth Financial Network, allegedly failed to protect a client from a scam, according to her BrokerCheck record, accessed on February 9, 2023. Keep reading if you have questions about her alleged conduct as a broker.

Investor Dispute

On July 28, 2022, an investor filed a dispute alleging that Vanessa Jilot failed to protect him from a scammer posing as a United States customs agent. The client alleges that he informed Vanessa Jilot that he needed the funds in his account to help his mother purchase a property and that he withdrew these funds at the request of the scammer.

The investor seeks $1.2 million in this pending dispute.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Vanessa Jilot has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

Vanessa Jilot is a registered broker in 16 states and the District of Columbia. She is a registered investment adviser in California.

She has also worked for the following firms:

  • Ameriprise Financial Services (CRD#:6363)
  • Sterne Agee Investment Advisors (CRD#:130888)
  • Sterne Agee Financial Services (CRD#:18456)
  • Raymond James Financial Services (CRD#:6694)

Kurta Law Can Help

If you worked with Vanessa Jilot and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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