Tyler Cardon Allegedly Omitted Information Regarding Potential Tax Implications

Tyler Cardon (CRD #: 5941154), a broker registered with Fidelity Brokerage Services, is the subject of an investor dispute. This disclosure appears on his Brokercheck record, accessed on December 7, 2023. Keep reading if you have questions regarding his alleged conduct as a broker. 

On September 14, 2023, an investor alleged that Tyler Cardon did not explain potential tax implications in a managed account. The investor is seeking $63,733. 

FINRA Rule 2020 – Omission of Material Facts

FINRA Rule 2020 prohibits the misrepresentation of investments and omission of material facts. Material facts include information about potential tax implications, as well as information about an investment’s potential returns and fees. 

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Failing to explain investments may violate this rule. 

Background Information 

Tyler Cardon has passed the following exams: 

• Series 66 Uniform Combined State Law Examination 
• Series 63 Uniform Securities Agent State Law Examination 
• SIE – Securities Industry Essentials Examination 
• Series 7 General Securities Representative Examination 

He is a registered broker in 50 states and D.C. He is also a registered investment adviser in Texas and Utah. 

During his 12 years of experience, he has registered with three firms: 

• Fidelity Brokerage Services (CRD #: 7784) 
• Fidelity Personal and Workplace Advisors (CRD #: 288590) 
• Strategic Advisers (CRD #: 104555) 

Kurta Law Can Help 

If you have worked with Tyler Cardon and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.