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Timothy Wright Fired from U.S. Bancorp Investments For Alleged Document Alteration

Timothy Wright (CRD #: 4421340), a broker formerly registered with U.S. Bancorp Investments, was fired from that firm, according to his BrokerCheck record, accessed on March 13, 2023. If you want to know more about his alleged conduct as a broker, keep reading.

Termination from U.S. Bancorp Investments

On January 12, 2023, Timothy Wright was fired from U.S. Bancorp Investments after allegedly altering a client-signed document.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Timothy Wright has passed the following exams:

  • Series 65 – Uniform Investment Adviser Law Examination
  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination
  • Series 6 – Investment Company Products/Variable Contracts Representative Examination

He previously worked for the following firms:

  • U.S. Bancorp Investments (CRD#:17868)
  • LPL Financial (CRD#:6413)
  • Wells Fargo Clearing Services (CRD#:19616)
  • J.P. Morgan Securities (CRD#:79)
  • Chase Investment Services (CRD#:25574)
  • PNC Investments (CRD#:129052)
  • Key Investment Services (CRD#:136300)
  • Banc One Securities Corporation (CRD#:16999)
  • Fort Washington Brokerage Services (CRD#:8099)

Kurta Law Can Help

If you worked with Timothy Wright and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.