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Timothy Wheeler No Longer Registered with Northwestern Mutual Investment Services

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
August 3, 2025 at 1:41am

Timothy Wheeler (CRD #: 6325337) has been permitted to resign by Northwestern Mutual Investment Services. This is according to his BrokerCheck record, accessed on August 2, 2025. Keep reading if you have questions regarding his alleged conduct. 

Employment Separation After Allegations 

On March 31, 2025, Northwestern Mutual Investment Services permitted Timothy Wheeler to resign while under internal review for allegedly violating the firm’s internal policies. 

High Standards of Commercial Honor

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violating firm policies may violate this rule. 

Background Information 

Timothy Wheeler has passed the following exams: 

  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 6 Investment Company Products / Variable Contracts Representative Examination 

Kurta Law Can Help

If you worked with Timothy Wheeler and have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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