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Timothy Roark Named in Investor Dispute

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
October 16, 2025 at 12:33am

Timothy Roark (CRD #: 5949136), a broker formerly registered with Valmark Securities, is involved in a pending dispute, according to his BrokerCheck record, accessed on September 20, 2025. If you want to know more about his alleged conduct as a broker, read on.

Investor Dispute

On June 15, 2025, Timothy Roark was named in a pending dispute involving another investment adviser. The client seeks $1 million in damages.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Civil Complaint

On June 3, 2025, Timothy Roark was named in a civil complaint alleging negligent misrepresentation, gross negligence, and unjust enrichment. This complaint is currently pending.

FINRA Rule 2020

FINRA Rule 2020 prohibits the use of manipulation, deception, and other fraudulent methods to influence investors’ decisions. This includes the misrepresentation or omission of information concerning investments, such as their fees, risks, or limitations.

FINRA Rule 2150

FINRA Rule 2150 prohibits the improper use of investors’ funds.

What is broker negligence?

Many types of broker misconduct may qualify as negligence, including unsuitable investment recommendations, unauthorized trading, and failure to follow instructions.

Investors who believe their losses are the result of broker negligence may be able to recover their funds through FINRA arbitration.

Background Information

Timothy Roark has passed the following exams:

  • Securities Industry Essentials Examination – SIE
  • General Securities Representative Examination – Series 7
  • Uniform Combined State Law Examination – Series 66

He previously worked for Valmark Securities (CRD#:31243).

Kurta Law Can Help

If you worked with Timothy Roark and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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