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Timothy Pynchon Terminated by Celadon Financial Group

Timothy Pynchon (CRD #: 1233233) has been fired by Celadon Financial Group. This disclosure appears on his BrokerCheck record, accessed on August 6, 2024. Keep reading if you have questions concerning his alleged conduct. 

Employment Separation After Allegations 

On July 1, 2024, Timothy Pynchon was permitted to resign from Celadon Financial Group following allegations that he entered into agreements to acquire membership interests in NOLA Terminal Holdings in August 2023 and March 2024 totaling $750,000 without notifying his firm as required by FINRA Rule 3280. 

FINRA Rule 3280

FINRA Rule 3280 requires brokers to provide written notice to their firm before engaging in private securities transactions.

Background Information 

Timothy Pynchon has passed the following exams: 

  • Series 63 Uniform Securities Agent State Law Examination 
  • Series 7TO General Securities Representative Examination 
  • Series 7 General Securities Representative Examination 

During his 18 years of experience, Timothy Pynchon has registered with the following firms: 

  • Celadon Financial Group (CRD #: 36538) 
  • Pioneer Funds Distributor (CRD #: 24497) 
  • Commerce Capital Markets (CRD #: 6940) 
  • Eaton Vance Distributors (CRD #: 8039) 
  • Boston Financial Securities (CRD #: 6697) 
  • Merrill Lynch, Pierce, Fenner & Smith (CRD #: 7691)

Kurta Law Can Help 

If you have worked with Timothy Pynchon and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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