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Tiffany Osman Allegedly Misrepresented a Variable Annuity

Tiffany Osman (CRD #: 5814116), a broker registered with Equitable Advisors, is the subject of an investor dispute. This is according to her BrokerCheck record, accessed on August 20, 2024. Keep reading if you have questions regarding her alleged conduct. 

Investor Allegations 

On June 21, 2024, an investor alleged that Tiffany Osman misrepresented surrender penalties for a variable annuity sold in 2022. 

Misrepresentation 

FINRA Rule 2020 prohibits the use of deceptive, manipulative, and otherwise fraudulent methods to influence the purchase and sale of securities. The misrepresentation or omission of material facts violates this rule.

Variable Annuities 

Variable annuities are complex investments. These policies can decline in value depending on the performance of the underlying securities. Surrender charges, tax penalties, and other fees can make these policies unsuitable.

Background Information 

Tiffany Osman has passed the following exams: 

  • Series 65 Uniform Investment Adviser Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 
  • Series 24 General Securities Representative Examination 

She is a registered broker and investment adviser in Delaware, Maryland, Pennsylvania, Virginia, and West Virginia. 

Kurta Law Can Help 

If you worked with Tiffany Osman and you have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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