Thomas Kuchta Fired from Goldman Sachs For Alleged Misconduct
Thomas Kuchta (CRD #: 7503797), a broker formerly registered with Goldman Sachs & Company, allegedly violated firm policy, according to his BrokerCheck record, accessed on April 13, 2023. Read on if you have questions about his alleged conduct as a broker.
Termination from Goldman Sachs & Company
On February 11, 2023, Thomas Kuchta was fired from Goldman Sachs & Company following allegations that he failed to disclose his personal trading accounts to the firm.
FINRA Rule 2010
FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.
Background Information
Thomas Kuchta has passed the following exams:
- Series 79TO – Investment Banking Registered Representative Examination
- SIE – Securities Industry Essentials Examination
He previously worked for Goldman Sachs & Company (CRD#:361).
Kurta Law Can Help
If you worked with Thomas Kuchta and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.