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Investor Alleges Terry Jordan Misrepresented Variable Annuity

Terry Jordan (CRD #: 2778078), a broker registered with Osaic Wealth, allegedly misrepresented an investment, according to her BrokerCheck record, accessed on May 3, 2025. Investors may have also engaged her services through Jordan Financial & Associates. Keep reading to learn more about her alleged conduct as a broker.

Investor Dispute

On March 11, 2025, an investor filed a dispute alleging that Terry Jordan misrepresented a variable annuity. The firm denied the dispute.

However, investors can still pursue FINRA arbitration and potentially recoup their losses even if a firm denies their dispute.

FINRA Rule 2020

FINRA Rule 2020 forbids the use of deceptive, manipulative, and otherwise fraudulent methods to influence the purchase and sale of securities. Misrepresenting an investment’s limitations, tax consequences, fees, or other features violates this rule.

Background Information

Terry Jordan has passed the following exams:

  • Securities Industry Essentials Examination – SIE
  • General Securities Representative Examination – Series 7
  • Investment Company Products/Variable Contracts Representative Examination – Series 6
  • Uniform Combined State Law Examination – Series 66
  • Uniform Securities Agent State Law Examination – Series 63

Terry Jordan is a registered broker in nine states and a registered investment adviser in Florida and Michigan.

She has also worked for the following firms:

  • Woodbury Financial Services (CRD#:421)
  • Sunset Financial Services (CRD#:3538)
  • Fifth Third Securities (CRD#:628)
  • Old Kent Financial Advisors (CRD#:17039)
  • The Huntington Investment Company (CRD#:16986)
  • FMB Investment Services (CRD#:28080)

Kurta Law Can Help

If you worked with Terry Jordan and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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