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Ted Agrillo Fired by LPL Financial

Ted Agrillo (CRD #: 2288339) has been terminated by LPL Financial. This termination appears on his BrokerCheck record, accessed on February 9, 2024. Investors may also have engaged his services through Agrillo Financial Group. He is currently registered as an investment adviser through The Pinnacle Financial Group. 

Termination by LPL Financial 

On December 31, 2023, LPL Financial fired Ted Agrillo following allegations that he used an email address that was not approved by his firm to transmit business-related communications. 

FINRA Rule 3110 requires that firms establish systems of supervision. In order to conduct their supervisory duties, firms require brokers to conduct business only with approved emails. 

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Failure to use a firm-approved email address may violate this rule. 

Background Information 

Ted Agrillo has passed the following exams:

  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 
  • Series 62 Corporate Securities Limited Representative Examination 
  • Series 24 General Securities Principal Examination 

Besides LPL Financial, Ted Agrillo has registered with the following firms: 

  • RNR Securities (CRD #: 43689) 
  • First Asset Management (CRD #: 17341) 
  • MML Investors Services (CRD #: 10409) 
  • VTR Capital (CRD #: 21404) 
  • J. Gregory & Company (CRD #: 14892) 

Kurta Law Can Help 

If you have worked with Ted Agrillo and you have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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