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Taylor Hopkins Fired from JPMorgan Chase Bank

Taylor Hopkins (CRD #: 6440425), a broker formerly registered with J.P. Morgan Securities, has been fired from that firm’s affiliate bank, according to his BrokerCheck record, accessed on November 13, 2024. If you have questions about his alleged conduct as a broker, keep reading.

Termination by JPMorgan Chase Bank

On October 10, 2024, Taylor Hopkins was fired from JPMorgan Chase Bank for allegedly claiming an affiliate bank incentive credit that he was not eligible for.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Taylor Hopkins has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • Series 65 – Uniform Investment Adviser Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 6TO – Investment Company Products/Variable Contracts Representative Examination
  • Series 6 – Investment Company Products/Variable Contracts Representative Examination

He previously worked for J.P. Morgan Securities (CRD#:79) and Wells Fargo Clearing Services (CRD#:19616).

Kurta Law Can Help

If you worked with Taylor Hopkins and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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