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Stephen White Incurs Civil Lien

Stephen White (CRD #: 1034497), a broker formerly registered with Commonwealth Financial Network, has incurred a civil lien, according to his BrokerCheck record, accessed on May 8, 2025. Keep reading for more information.

Civil Lien

On January 12, 2015, Stephen White incurred a civil lien of $39,984.87.

Tax Liens

From 2009-2014, Stephen White incurred six tax liens, totaling $1,504,200.98.

Background Information

Stephen White has passed the following exams:

  • Securities Industry Essentials Examination – SIE
  • General Securities Representative Examination – Series 7
  • Direct Participation Programs Representative Examination – Series 22
  • Investment Company Products/Variable Contracts Representative Examination – Series 6
  • Uniform Securities Agent State Law Examination – Series 63

He previously worked for the following firms:

  • Commonwealth Financial Network (CRD#:8032)
  • New England Securities (CRD#:615)
  • Cigna Securities (CRD#:145)

Kurta Law Can Help

If you worked with Stephen White and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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