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Stephen Quisenberry Fired by The Forbes Securities Group

Stephen Quisenberry (CRD #: 7276742) was terminated by The Forbes Securities Group. This disclosure appears on his BrokerCheck record, accessed on November 15, 2023. Keep reading if you have questions about his alleged conduct as a broker. 

On September 13, 2023, The Forbes Securities Group terminated Stephen Quisenberry following allegations that he changed the language in an email without the M&A seller’s permission, resulting in a misrepresentation of the communication to the proposed buyer. 

FINRA Rule 2210

FINRA Rule 2210 defines how firms and brokers are permitted to communicate with the public. This rule requires all communications with the public to be fair, balanced, and free from any false or misleading statements.

Misrepresentation 

FINRA Rule 2020 forbids the use of deceptive, manipulative, and otherwise fraudulent methods to influence the purchase and sale of securities. The misrepresentation or omission of material facts violates this rule.

Background Information 

Stephen Quisenberry has passed the following exams: 

  • Series 63 Uniform Securities Agent State Law Examination 
  • Series 79TO Investment Banking Registered Representative Examination 
  • SIE – Securities Industry Essentials Examination 

Kurta Law Can Help

If you worked with Stephen Quisenberry and have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.

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