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Stanley Ingram Allegedly Misrepresented Fixed Annuity

Stanley Ingram (CRD #: 840304), a broker registered with MML Investors Services, allegedly misrepresented an investment, according to his BrokerCheck record, accessed on August 27, 2022. Read on to learn more about his conduct as a broker.

Investor Dispute

On July 13, 2022, an investor alleged that Stanley Ingram misrepresented a fixed annuity issued around July 6, 2021. This dispute was denied by the firm.

Investors should be aware, however, that firms can deny disputes without any external review. Investors can still seek out FINRA arbitration after a denial and potentially recover their money.

FINRA Rule 2020

The misrepresentation of investments violates FINRA Rule 2020, which forbids the use of manipulative, deceptive, and otherwise fraudulent means of influencing investors’ decisions.

Background Information

Stanley Ingram has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 1 – Registered Representative Examination
  • Series 26 – Investment Company Products/Variable Contracts Principal Examination

Stanley Ingram is a registered broker in seven states and a registered investment adviser in South Carolina.

He has also worked for G. R. Phelps & Company (CRD#:173) and NYLIFE Securities (CRD#:5167).

Kurta Law Can Help

If you worked with Stanley Ingram and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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