Sheryl Postema Terminated by Edward Jones
Sheryl Postema (CRD #: 6263345) has been fired by Edward Jones following allegations related to her emails. This disclosure appears on her BrokerCheck record, accessed on October 9, 2023. Keep reading for more details.
On August 14, 2023, Edward Jones fired Sheryl Postema following allegations that her email and outgoing correspondence did not adhere to firm policies. FINRA Rule 3110 requires that firms establish supervisory systems to ensure their compliance with securities regulations.
FINRA Rule 2210
FINRA Rule 2210 defines how firms and brokers are permitted to communicate with the public.
FINRA Rule 2010
FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violations of firm policies may violate this rule.
Sheryl Postema has passed the following exams:
- Series 66 – Uniform Combined State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 7 General Securities Representative Examination
During nine years of experience in the securities industry, she has registered with two firms:
- Benjamin F. Edwards (CRD #: 146936)
- Edward Jones (CRD #: 250)
Kurta Law Can Help
If you worked with Sheryl Postema and have concerns about your investments, please contact us today at 877-600-0098 or email@example.com for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.