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Sherrie Anderson Fired from Pruco Securities

Dec 16, 2022 Fired Brokers

Sherrie Anderson (CRD #: 4708819), a broker formerly registered with Pruco Securities, allegedly violated firm policy, according to her BrokerCheck record, accessed on December 14, 2022. If you have questions about her alleged conduct as a broker, keep reading.

Termination from Pruco Securities

On November 2, 2022, Sherrie Anderson was fired from Pruco Securities following allegations she violated firm policy by altering firm documents after they had been signed and notarized, re-using a previously-transmitted signature page, altering the date on an application, and forging signatures on submitted applications.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Forgery violates FINRA Rule 2010. 

Background Information

Sherrie Anderson has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 6 – Investment Company Products/Variable Contracts Representative Examination
  • Series 26 – Investment Company Products/Variable Contracts Principal Examination

She previously worked for the following firms:

  • Pruco Securities (CRD#:5685)
  • Transamerica Financial Advisors (CRD#:16164)
  • World Group Securities (CRD#:114473)

Kurta Law Can Help

If you worked with Sherrie Anderson and you have concerns about your investments, please contact us today at 877-600-0098 or for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.