Shaunt Krikor Anserlian (CRD #6611490) Has an Employment Separation Disclosure on FINRA BrokerCheck

Shaunt Krikor Anserlian (CRD #6611490) was previously registered in the securities industry. We reviewed his BrokerCheck report on March 5, 2026. It reflects one employment separation disclosure. If you worked with Shaunt Krikor Anserlian and have concerns, keep reading.

BrokerCheck link: BrokerCheck

BrokerCheck report: BrokerCheck Report (PDF)

Employment Separation

Shaunt Krikor Anserlian’s FINRA BrokerCheck report reflects one employment separation after allegations disclosure. A summary of the disclosure is below:

On February 9, 2026, JPMorgan Chase Bank, N.A. discharged Shaunt Krikor Anserlian. The firm stated he opened affiliate bank credit cards for customers, which resulted in losses to the affiliate bank. The firm also stated he processed a credit card application without the customer present. Shaunt Krikor Anserlian’s FINRA BrokerCheck report lists the product type as banking products (other than CDs). The disclosure states the matter was not related to the sale of securities.

Rule Summary #1: FINRA Rule 2010 (Standards of Commercial Honor and Principles of Trade)

FINRA Rule 2010 requires member firms and associated persons to observe high standards of commercial honor. It is a broad rule that FINRA often cites when conduct falls short of basic ethical expectations.

Rule Summary #2: FINRA Rule 3110 (Supervision)

FINRA Rule 3110 requires firms to maintain a supervisory system that is reasonably designed to achieve compliance with securities laws and FINRA rules. When issues are identified, supervision and controls are expected to prevent repeat problems.

Why This Matters to Investors (Regulation Best Interest)

Regulation Best Interest (Reg BI) is a U.S. securities regulation. It strengthens the standard of conduct that broker-dealers owe to retail investors. It applies when they recommend securities transactions or investment strategies. The U.S. Securities and Exchange Commission adopted Reg BI. It became effective on June 30, 2020. Reg BI aims to protect investors while preserving access to brokerage products and services.

Reg BI requires broker-dealers and financial advisors to act in a retail customer’s best interest at the time of a recommendation. They must not place their own financial or other interests ahead of the customer’s. This standard is higher than the older “suitability” rule. Suitability meant a recommendation only had to be appropriate. It did not have to be the best option or free of conflicts.

Reg BI has four key obligations:

Disclosure Obligation – Broker-dealers must disclose material facts about the relationship and the recommendation. This includes fees, the scope of services, and conflicts of interest.

Care Obligation – Broker-dealers must use reasonable diligence, care, and skill. They must consider costs, risks, and alternatives when making a recommendation.

Conflict of Interest Obligation – Firms must identify conflicts of interest. They must disclose them and mitigate or eliminate them. This includes conflicts that create incentives to favor one product over another.

Compliance Obligation – Firms must maintain policies and procedures. Those policies should be designed to ensure compliance with Reg BI as a whole.

Reg BI applies to each recommendation. It is not a continuous duty like the fiduciary standard for registered investment advisers. Even so, it narrows the gap. It puts more focus on costs, conflicts, and investor-focused decision-making.

Overall, Regulation Best Interest promotes transparency. It also aims to improve the quality of investment recommendations. It is designed to reinforce trust between retail investors and broker-dealers in the U.S. securities markets.

Background Information (from BrokerCheck)

Based on His FINRA BrokerCheck report, Shaunt Krikor Anserlian:

Is not currently registered.

Has passed the Securities Industry Essentials (SIE) exam. Shaunt Krikor Anserlian has passed Series 6. He has also passed Series 63.

Was previously registered with J.P. Morgan Securities LLC from March 2023 through February 2026.

Kurta Law Can Help

If you have worked with Shaunt Krikor Anserlian and you have concerns about his activity, Kurta Law may be able to help you evaluate your legal options. You can read more about potential claims and investor protections in the resources below. To speak with Kurta Law, call 877-600-0098 or email info@kurtalawfirm.com.

Helpful resources: Securities Fraud | Unsuitable Investments

For nearly 20 years, Kurta Law has advocated for investors and helped hold financial professionals accountable. Our firm represents clients nationwide in securities arbitration and related disputes. If you believe a broker or firm mishandled your account, an attorney can review the facts and explain possible next steps.