Sharon Pensabene Involved in Investor Disputes
Sharon Pensabene (CRD #: 2368040), a broker registered with NYLife Securities, is facing several investor disputes involving variable annuities. This is according to her BrokerCheck record, accessed on July 21, 2023. For more information, keep reading.
Four disclosures from May 2023 allege that the investor did not understand they were purchasing a fixed annuity with death benefit proceeds paid from a variable annuity. Brokers are prohibited by FINRA Rule 2020 from omitting any material information, such as the type of investment the investor is purchasing.
Sharon Pensabene has a pending bankruptcy dated April 7, 2023. She also has 18 tax liens on her record.
FINRA Rule 2010
FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.
Sharon Pensabene has passed the following exams:
- Series 63 Uniform Securities Agent State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 6 Investment Company Products/Variable Contracts Representative Examination
She is a registered broker in California and Texas.
Sharon Pensabene has only ever registered with NYLife Securities (CRD #: 5167)
Kurta Law Can Help
If you worked with Sharon Pensabene and you have concerns about your investments, please contact us today at 877-600-0098 or firstname.lastname@example.org for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.