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Scott Wirgau Allegedly Failed to Invest Client’s Funds

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
September 11, 2025 at 7:53pm

Scott Wirgau (CRD #: 2132466), a broker registered with Edward Jones, is involved in a pending investor dispute, according to his BrokerCheck record, accessed on August 17, 2025. If you want to know more about his alleged conduct as a broker, read on.

Investor Dispute

On July 10, 2025, an investor alleged that Scott Wirgau failed to invest their funds in a short-term, interest-earning account according to their instructions, leading to losses. The client seeks $269,705.36 in damages in this pending dispute.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Scott Wirgau has passed the following exams:

  • Securities Industry Essentials Examination – SIE
  • General Securities Representative Examination – Series 7
  • Uniform Combined State Law Examination – Series 66
  • Uniform Securities Agent State Law Examination – Series 63

Scott Wirgau is a registered broker in 33 states and the District of Columbia. He is a registered investment adviser in Michigan and Texas.

He has also worked for American Express Financial Advisors (CRD#:6363) and IDS Life Insurance Company (CRD#:6321).

Kurta Law Can Help

If you worked with Scott Wirgau and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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