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Investor Alleges Scott Meyerson Failed to Follow Instructions

Scott Meyerson (CRD #: 2075361), a broker registered with Commonwealth Financial Network, allegedly failed to follow a client’s investment instructions, according to his BrokerCheck record, accessed on March 14, 2023. Read on if you have questions about his alleged conduct as a broker.

Investor Dispute

On February 8, 2023, an investor alleged that Scott Meyerson failed to follow his instructions to place him in a conservative portfolio, leading to losses in the client’s accounts. The client sought $70,000 in damages but the dispute was denied by the firm.

Investors should be aware, however, that firms can deny disputes without an external review. Investors can still seek out FINRA arbitration after a denial and may be able to recover their losses.

FINRA rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Scott Meyerson has passed the following exams:

  • Series 65 – Uniform Investment Adviser Law Examination
  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination
  • Series 6 – Investment Company Products/Variable Contracts Representative Examination

Scott Meyerson is a registered broker in 15 states and a registered investment adviser in North Carolina.

He has also worked for Edward Jones (CRD#:250) and U.S.-Worldwide Financial Services (CRD#:19612).

Kurta Law Can Help

If you worked with Scott Meyerson and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.