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Sarah Heesacker is Involved in an Investor Dispute

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
August 4, 2025 at 1:22am

Sarah Heesacker (CRD #: 6721042), a broker registered with Edward Jones, is the subject of an investor dispute. This is according to her BrokerCheck record, accessed on August 3, 2025. Keep reading if you have questions regarding her alleged conduct. 

Investor Allegations 

On April 2, 2025, an investor made allegations regarding Sarah Heesacker’s fiduciary duty. The firm denied the dispute, but investors should know that firms can deny disputes without any external review. Investors can recover funds following a denial.

Fiduciary Duties

A fiduciary duty is a duty to work in a client’s best interest. Brokers are not fiduciaries, but they must follow the rules set forth by FINRA Rule 2111 and Regulation Best Interest. Registered Investment Advisers (RIAs) are fiduciaries, and brokers are often dually registered as RIAs.  (To learn more about the differences between brokers and Registered Investment Advisers, click here.) 

Background Information 

Sarah Heesacker has passed the following exams: 

  • Series 66 Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

She is a registered broker in 11 states and is a registered investment adviser in Oregon and Texas. 

Kurta Law Can Help

If you worked with Sarah Heesacker and have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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