Victim of Financial Fraud? Call Now
Home » Broker Blog » Samantha Janni Terminated by Wealth Enhancement Brokerage Services

Samantha Janni Terminated by Wealth Enhancement Brokerage Services

Samantha Janni (CRD #: 6605484) has been fired by Wealth Enhancement Brokerage Services. This disclosure appears on her BrokerCheck record, accessed on July 15, 2024. Investors may have engaged her services through Perigon. 

Employment Separation After Allegations 

On May 1, 2024, Wealth Enhancement Brokerage Services fired Samantha Janni following allegations that she violated the firm’s document signature policy. 

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Violating a firm’s document signature policy may violate this rule. 

Background Information 

Samantha Janni has passed the following exams: 

  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

During her five years of experience, she has registered with four firms: 

  • LPL Financial (CRD #: 6413) 
  • Wealth Enhancement Brokerage Services (CRD #: 130139) 
  • Ameriprise Financial Services (CRD #: 6363) 
  • American Enterprise Investment Services (CRD #: 26506) 
  • Ameriprise Financial Services (CRD #: 6363) 

Kurta Law Can Help 

If you have worked with Samantha Janni and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

Recent Results

$16.75M

Million

Recovery for ARC NYC REIT Investors
Learn More
Kurta Law recovered millions of dollars for investors who purchased the speculative and unsuitable ARC NYC REIT. The arbitration settled for substantially more than the investor losses.

Recent Results

$9.3M

Million

Investors Receive Award for More than their Losses
Learn More
Jonathan Kurta was able to recover over $9.3 million for a group of defrauded investors. The claims were based upon the brokerage firm’s failure to supervise a stockbroker who stole client funds and then prepared and disseminated fake account statements for decades.

Recent Results

$7.1M

Million

Elderly Victims Recover After a Decade of Fraud
Learn More
Jonathan Kurta represented a group of elderly women who were the victims of a financial crime perpetrated by a rogue broker. The broker utilized forged documents to steal funds from the clients’ accounts over a decade.

Recent Results

$4.2M

Million

Investor vs. Royal Alliance
Learn More
Jonathan Kurta represented an investor who alleged that Royal Alliance Associates had not fulfilled their supervisory duties. This allegedly allowed brokers to engage in conversion and RICO violations. Read a copy of the award here.

Recent Results

$1M

Million

Utah Firm Executed Unnecessary Transaction
Learn More
A FINRA panel sided with Kurta Law and found that a Utah brokerage firm executed unnecessary transactions in order to generate more commissions. Read a copy of the award here.

Recent Results

$2M

Million

Arizona Investors Options Trading Scam
Learn More
Kurta Law negotiated a $2 million settlement on behalf of Arizona investors who were defrauded in an options trading scam.

Categories