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Investor Alleges Saimir Prapaniku Failed to Inform Them About Investment

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
February 9, 2023 at 10:48pm

Saimir Prapaniku (CRD #: 5499421), a broker registered with U.S. Bancorp Investments, is the subject of a pending dispute, according to his BrokerCheck record, accessed on February 1, 2023. Keep reading to learn more about his alleged conduct as a broker.

Investor Dispute

On November 3, 2022, an investor alleged that Saimir Prapaniku claimed the client would receive a phone call before certain funds were invested. The client allegedly waited for this call for a week, then emailed him to return the funds and was allegedly informed they had already been invested.

The investor seeks $82,620 in damages in this pending dispute.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Saimir Prapaniku has passed the following exams:

  • Series 65 – Uniform Investment Adviser Law Examination
  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination
  • Series 6 – Investment Company Products/Variable Contracts Representative Examination
  • Series 26 – Investment Company Products/Variable Contracts Principal Examination

Saimir Prapaniku is a registered broker in 17 states and a registered investment adviser in California.

He has also worked for the following firms:

  • Invest Financial Corporation (CRD#:12984)
  • Chase Investment Services (CRD#:25574)
  • World Group Securities (CRD#:114473)

Kurta Law Can Help

If you worked with Saimir Prapaniku and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.

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