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Sabina McWhinney Named in Pending Investor Dispute

Sabina McWhinney (CRD #: 6124492), a broker registered with PFS Investments, is involved in a pending investor dispute, according to her BrokerCheck record, accessed on August 19, 2022. If you want to know more about her conduct as a broker, read on.

Investor Dispute

On May 12, 2022, an investor alleged that Sabina McWhinney advised against selling all his fund positions, leading to losses. The client seeks $75,000 in damages in this pending dispute.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Sabina McWhinney has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 6 – Investment Company Products/Variable Contracts Representative Examination
  • Series 26 – Investment Company Products/Variable Contracts Principal Examination

Sabina McWhinney is a registered broker in 17 states.

Kurta Law Can Help

If you worked with Sabina McWhinney and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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