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Dispute with Ryan Vanderwood Seeks Over $2 Million in Damages

Ryan Vanderwood (CRD #: 6151492), a broker registered with E*Trade Securities, is the subject of a pending investor dispute, according to his BrokerCheck record, accessed on January 5, 2023. Keep reading if you have questions about his alleged conduct as a broker.

Investor Dispute

A pending dispute filed on October 18, 2022, alleged that Ryan Vanderwood failed to contact an elderly client about or prevent them from initiating online margin trades from January 2021 through June 2022. The client allegedly incurred significant losses as a result of these trades.

This dispute also makes other unspecified claims, and seeks $2,145,122.13 in damages.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Ryan Vanderwood has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination
  • Series 6 – Investment Company Products/Variable Contracts Representative Examination

Ryan Vanderwood is a registered broker in all 50 states as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

He has also worked for OptionsHouse (CRD#:145562) and J.P. Morgan Securities (CRD#:79).

Kurta Law Can Help

If you worked with Ryan Vanderwood and you have concerns about your investments, please contact us today at 877-600-0098 or for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.