Ryan Solma Subject of a Dispute with a Power of Attorney

Ryan Solma (CRD #: 5628507), a broker registered with MML Investors Services, is the subject of an investor dispute. This customer dispute appears on his BrokerCheck record, accessed on September 22, 2023. Keep reading for more details.

On July 18, 2023, a Power of Attorney for an investor alleged that he asked to move the investor’s money to a more conservative fund but that Ryan Solma failed to do this. This failure allegedly resulted in financial harm, but the dispute was denied. 

Investors should know, however, that firms can deny disputes without any external review. Following a denial, investors may still be able to recover their funds via FINRA arbitration.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Failure to follow instructions may violate this rule. 

Background Information 

Ryan Solma has passed the following exams: 

• Series 65 Uniform Investment Adviser Law Examination 
• Series 63 Uniform Securities Agent State Law Examination 
• SIE – Securities Industry Essentials Examination 
• Series 7 General Securities Representative Examination 
• Series 6 Investment Company Products / Variable Contracts Representative Examination 

He is a registered broker in 12 states and is a registered investment adviser in Nebraska. 

Ryan Solma has registered with the two firms during his 14 years of experience: 

• MML Investors Services (CRD #: 10409) 
• MSI Financial Services (CRD #: 14251) 

Kurta Law Can Help

If you worked with Ryan Solma and have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.