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Ryan Montgomery Allegedly Misrepresented Bond Funds

Ryan Montgomery (CRD #: 7158569), a broker registered with Edward Jones, allegedly misrepresented investments, according to his BrokerCheck record, accessed on July 13, 2022. Read on if you have questions about his conduct as a broker.

Investor Dispute

On May 10, 2022, an investor alleged that Ryan Montgomery misrepresented bond funds to be like municipal bonds. This dispute is currently pending. 

Municipal bonds are considered a relatively safe investment, while a bond funds’ risk depends on the underlying bonds. Certain bonds are riskier than others – corporate bonds, for instance, come with a much higher level of risk than a government bond.

FINRA Rule 2020

Misrepresentation of investments violates FINRA Rule 2020, which prohibits the use of manipulative, deceptive, and otherwise fraudulent tactics to influence investors.

Background Information

Ryan Montgomery has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • Series 7TO – General Securities Representative Examination
  • SIE – Securities Industry Essentials Examination

Ryan Montgomery is a registered broker in 13 states and a registered investment adviser in Texas and Wyoming.

Kurta Law Can Help

If you worked with Ryan Montgomery and you have concerns about your investments, please contact us today at 877-600-0098 or for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.