Did You Lose Money After Working with Ryan Fleming of Royal Alliance Associates?
Ryan Fleming (CRD #: 4378425), a broker registered with Royal Alliance Associates in Bellevue, Washington, is involved in two pending investor disputes, according to his BrokerCheck record, accessed on July 7, 2021. Fleming also offers financial advisory services through F-Squared.
On April 5, 2021, an investor alleged that Ryan Fleming recommended an unsuitable Real Estate Investment Trust (REIT). REITs can be quite risky, especially if they are non-traded. They are likely to result in losses while the real estate industry experiences a recession.
That is not the only allegation of unsuitable investment recommendations. On March 4, 2021, an investor alleged that Fleming recommended unsuitable investments for their IRA portfolios and engaged in negligence. The investor is seeking $100,000; the dispute is pending.
Ryan Fleming of Royal Alliance Associates Background Information
Fleming has passed the following exams:
- Series 66 Uniform Combined State Law Examination
- Securities Industry Essentials Examination
- Series 7 General Securities Representative Examination
He is a registered broker in 17 states and a registered investment adviser in Washington.
Fleming has worked for the following firms:
- Royal Alliance Associates (CRD #: 23131)
- Advisory Resource Group (CRD #: 117314)
- Hornor, Townsend, & Kent (CRD #: 4031)
Kurta Law Can Help
If you worked with Ryan Fleming and you have concerns about the suitability of your investments, contact Kurta Law today. Call 212-658-1502 or email email@example.com.