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Russell Anderson is Facing a $5,000,000 Investor Dispute

Russell Anderson (CRD #: 2288717), a broker registered with Northern Trust Securities, is facing an investor dispute. This disclosure appears on his BrokerCheck record, accessed on June 26, 2024. Keep reading if you have questions regarding his alleged conduct. 

Investor Allegations 

On April 2, 2024, an investor alleged that asked to liquidate their portfolio and lock in profits when it had reached approximately $5 million. Allegedly, Russell Anderson recommended that he hold the portfolio until it reached $7 million and borrow $1 million to boost the value of the relationship.

The investor is seeking $5,000,000. 

Investors should know that there is another denied dispute on his record. 

Background Information 

Russell Anderson has passed the following exams: 

  • Series 66 Uniform Combined State Law Examination
  • Series 65 Uniform Investment Adviser Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination

He is a registered broker in 38 states, D.C., and Puerto Rico. 

During his 31 years of experience, Russell Anderson has registered with four firms: 

  • Northern Trust Securities (CRD #: 7927) 
  • Vision Investment Services (CRD #: 46609) 
  • Key Investments (CRD #: 15873) 
  • Seafirst Investment Services (CRD #: 17411) 

Kurta Law Can Help 

If you have worked with Russell Anderson and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.