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Rush Hodgin Embroiled in a Six-Figure Dispute

Securities Lawyer Jonathan Kurta
By: Jonathan Kurta Author
July 27, 2023 at 11:46am

Rush Hodgin (CRD #: 2169424), a broker registered with Ameriprise, is involved in a six-figure dispute, according to his BrokerCheck record, accessed on July 21, 2023. 

On May 23, 2023, an attorney representing a family trust alleged that Rush Hodgin was negligent, leading to the lapse of the trust’s second-to-die life insurance policy. The investor is seeking $350,794 in this pending dispute. 

Negligence

Many types of broker misconduct may qualify as negligence. Typical examples include unsuitable investment recommendations, misrepresentations or omissions of material fact, and failure to perform due diligence. Investors who believe their losses are the result of broker negligence may be able to recover their funds through FINRA arbitration.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Negligence may violate this rule. 

Background Information 

Rush Hodgin has passed the following exams: 

  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

He is a registered broker in 39 states and the District of Columbia and is a registered investment adviser in Pennsylvania and Texas. 

Rush Hodgin has registered with the following firms: 

  • IDS Life Insurance Company (CRD #: 6321) 
  • American Express Service Corporation (CRD #: 10518) 

Kurta Law Can Help

If you worked with Rush Hodgin and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

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