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Ross Anderson of Sagepoint Financial Involved in His Second Investor Dispute

Ross Anderson (CRD #: 5677662), a broker registered with Sagepoint Financial in Rancho Santa Margarita, California, is involved in an investor dispute, according to his BrokerCheck record, accessed on July 28, 2021. This is the second investor dispute on his record.

On June 1, 2021, investors alleged that Ross Anderson recommended alternative, unsuitable investments. Suitable investments fit an investor’s risk tolerance, and alternative investments always come with a high degree of risk.

On June 19, 2017, an investor alleged that Ross Anderson misrepresented a Real Estate Investment Trust (REIT). REITs can be quite risky, especially if they are non-traded REITs. The dispute was denied, but investors should know that firms can deny disputes without facing FINRA arbitration. Investors can still recover losses following a denial.

Ross Anderson Background Information

Anderson has passed the following exams:

  • Series 66 Uniform Combined State Law Examination
  • Securities Industry Essentials Examination
  • Series 7 General Securities Representative Examination

He is a registered broker in nine states and a registered investment adviser in California and Georgia.

Anderson has worked with the following firms:

  • Sagepoint Financial (CRD #: 133763)
  • Signature Resources Capital Management (CRD # : 468)
  • Signator Investors (CRD # : 468)
  • Securities America (CRD # : 10205)

Kurta Law Can Help

If you worked with Ross Anderson of Sagepoint Financial and you have concerns about the suitability of your investments, contact Kurta Law today. Call 212-658-1502 or email