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Ronald Chesney Involved in an Investor Dispute

Ronald Chesney (CRD #: 2467688), a broker registered with UBS Financial Services, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on May 7, 2024. Details concerning this dispute are provided below. 

Investors Allegations

On February 7, 2024, an investor alleged Ronald Chesney allowed a document to be improperly notarized. 

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Allowing a document to be improperly notarized may violate this rule. 

Background Information 

Ronald Chesney has passed the following exams: 

  • Series 65 Uniform Investment Adviser Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 

He is a registered broker in 40 states and D.C. He is a registered investment adviser in Maryland and Texas. 

During his 26 years of experience, Ronald Chesney has registered with the following firms: 

  • UBS Financial (CRD #: 8174) 
  • CitiGroup Global Markets (CRD #: 7059) 
  • Legg Mason Wood Walker (CRD #: 6555) 

Kurta Law Can Help 

If you have worked with Ronald Chesney and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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