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Roesha Biggs Fired from J.P. Morgan Securities

Roesha Biggs (CRD #: 7509748), a broker formerly registered with J.P. Morgan Securities, was fired from the firm, according to her BrokerCheck record, accessed on October 24, 2022. If you have questions about his conduct as a broker, read on.

Termination from J.P. Morgan Securities

On September 22, 2022, Roesha Biggs was fired from J.P. Morgan Securities by JPMorgan Chase Bank after allegedly violating firm policy regarding personal finances, specifically concerning the movement of funds to and from her personal affiliate bank account. She was allegedly unable to substantiate the source of these funds. 

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. High standards of commercial honor include following firm policies. 

Background Information

Roesha Biggs has passed the following exams:

  • Series 63 – Uniform Securities Agent State Law Examination
  • Series 6TO – Investment Company Products/Variable Contracts Representative Examination
  • SIE – Securities Industry Essentials Examination

She has exclusively registered with J.P. Morgan Securities (CRD#:79).

Kurta Law Can Help

If you worked with Roesha Biggs and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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