Investor Alleges Robin Cromer Misrepresented and Omitted Information
Robin Cromer (CRD #: 6291664), a broker registered with Edward Jones, allegedly misrepresented and omitted information to clients, according to her BrokerCheck record, accessed on July 16, 2022. If you have questions about Robin Cromer’s conduct as a broker, read on.
On April 23, 2022, an investor alleged that Robin Cromer misrepresented the Blackrock Funds purchased in June 2021.
The client also alleges that Robin Cromer failed to properly inform him of the options available for moving a custodial account to a minor who had reached the age of majority.
This dispute was denied by the firm. However, investors should know that firms can deny disputes without an external review. Investors may be able to recoup their losses after a denial by pursuing FINRA arbitration.
FINRA Rule 2020
FINRA Rule 2020 bans the use of deceptive and manipulative tactics, including the misrepresentation and omission of information, in relation to the purchase and sale of securities.
Did you know that any of the following can be considered misrepresentation or omission?
- Inadequate due diligence concerning security offerings
- Failure to disclose of all material risks
- Failure to disclose all transaction costs
- Unrealistic presumptions for investment projections
- Inaccurate investment performance calculation
Robin Cromer has passed the following exams:
- Series 66 – Uniform Combined State Law Examination
- SIE – Securities Industry Essentials Examination
- Series 7 – General Securities Representative Examination
Robin Cromer is a registered broker in nine states and a registered investment adviser in Texas.
Kurta Law Can Help
If you worked with Robin Cromer and you have concerns about your investments, please contact us today at 877-600-0098 or email@example.com for a free consultation.
For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.