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Pruco Securities Fires Robert Omid

Aug 29, 2022 Fired Brokers

Robert Omid (CRD #: 2641416) was fired from his firm, according to his BrokerCheck record, accessed on August 14, 2022. Read on if you have questions about Robert Omid’s conduct as a broker.

Termination from Pruco Securities

On May 26, 2022, Robert Omid was fired from Pruco Securities after he allegedly witnessed and submitted a forged client signature on a life insurance application. He also allegedly failed to comply with the firm’s investigation.

FINRA Rule 2010

Forgery and other forms of broker misconduct violate FINRA Rule 2010, which requires brokers to uphold high standards of commercial honor and just and equitable principles of trade.

Background Information

Robert Omid has passed the following exams:

  • Series 65 – Uniform Investment Adviser Law Examination
  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination
  • Series 6 – Investment Company Products/Variable Contracts Representative Examination

He has also worked for the following firms:

  • Pruco Securities (CRD#:5685)
  • Hornor, Townsend & Kent (CRD#:4031)
  • AXA Advisors (CRD#:6627)
  • The Equitable Life Assurance Society of the United States (CRD#:4039) 

Kurta Law Can Help

If you worked with Robert Omid and you have concerns about your investments, please contact us today at 877-600-0098 or for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.