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Robert Goff Permitted to Resign from Wells Fargo Clearing Services

Robert Goff (CRD #: 4388671) has been permitted to resign by Wells Fargo Clearing Services. This is according to his BrokerCheck record, accessed on August 8, 2024. Keep reading if you have questions regarding his alleged conduct. 

Employment Separation After Allegations 

On June 20, 2024, Robert Goff was permitted to resign from Wells Fargo Clearing Services following allegations that the firm had concerns regarding unauthorized trading in client accounts. 

High Standards of Commercial Honor

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Unauthorized trading violates this rule. 

Background Information 

Robert Goff has passed the following exams: 

  • Series 66 – Uniform Combined State Law Examination 
  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination 
  • Series 6 Investment Company Products / Variable Contracts Representative Examination 

During his 23 years of experience, he has registered with eight firms. These are the five most recent: 

  • Wells Fargo Clearing Services (CRD #: 19616) 
  • Fifth Third Securities (CRD #: 628) 
  • LPL Financial Corporation (CRD #: 6413) 
  • IFMG Securities (CRD #: 14416) 
  • H&R Block Financial Advisors (CRD #: 5979)

Kurta Law Can Help 

If you worked with Robert Goff and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or email info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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