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Robert Anderson Named in Pending Dispute Involving a Trust

Robert Anderson (CRD #: 2355813), a broker registered with Raymond James Financial Services, is involved in a pending dispute, according to his BrokerCheck record, accessed on January 25, 2023. If you have questions about his alleged conduct as a broker, keep reading.

Investor Dispute

On November 21, 2022, a former trust client named Robert Anderson in a dispute alleging that a now-deceased trustee did not have the authority to appoint a successor and that the trust should have ceased to exist following that trustee’s death, and therefore Robert Anderson should not have followed any instructions given by the successor.

The client seeks $956,794.23 in damages in this pending dispute.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Robert Anderson has passed the following exams:

  • Series 65 – Uniform Investment Adviser Law Examination
  • Series 63 – Uniform Securities Agent State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 31 – Futures Managed Funds Examination
  • Series 7 – General Securities Representative Examination
  • Series 53 – Municipal Securities Principal Examination
  • Series 4 – Registered Options Principal Examination
  • Series 24 – General Securities Principal Examination

Robert Anderson is a registered broker in 20 states and a registered investment adviser in Georgia and Texas.

He has also worked for Robert Thomas Securities (CRD#:10147) and Dean Witter Reynolds (CRD#:7556).

Kurta Law Can Help

If you worked with Robert Anderson and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.