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Ritu Agarwal Fired from JPMorgan Chase Bank

Ritu Agarwal (CRD #: 5854139), a broker formerly registered with J.P. Morgan Securities, was fired from the firm’s affiliate bank, according to her BrokerCheck record, accessed on April 1, 2025. If you have questions about her alleged conduct as a broker, keep reading.

Termination by JPMorgan Chase Bank

On February 10, 2025, J.P. Morgan Securities’ affiliate bank JPMorgan Chase Bank fired Ritu Agarwal following allegations that she violated bank policy concerning transactions that do not qualify for an incentive credit.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

Background Information

Ritu Agarwal has passed the following exams:

  • Securities Industry Essentials Examination – SIE
  • Investment Company Products/Variable Contracts Representative Examination – Series 6
  • Uniform Securities Agent State Law Examination – Series 63

She previously worked for the following firms:

  • J.P. Morgan Securities (CRD#:79)
  • Wells Fargo Clearing Services (CRD#:19616)
  • NYLIFE Securities (CRD#:5167)

Kurta Law Can Help

If you worked with Ritu Agarwal and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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