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Richard Critelli Fired by Fifth Third Securities

Richard Critelli (CRD #: 5567453) has been terminated by Fifth Third Securities. This termination appears on his BrokerCheck record, accessed on January 12, 2023. Keep reading for details concerning his termination. 

On December 6, 2023, Fifth Third Securities terminated Richard Critelli following allegations that he altered customer documentation. 

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Altering customer documentation may violate this rule. 


On July 31, 2019, Richard Critelli discharged a bankruptcy. 

Background Information 

Richard Critelli has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination

During his 14 years of experience in the securities industry, he has registered with three firms: 

  • Fifth Third Securities (CRD #: 628) 
  • Morgan Stanley (CRD #: 149777) 
  • Edward Jones (CRD #: 250) 

Kurta Law Can Help 

If you have worked with Richard Critelli and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.