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Raushanna Quach Resigns from Edward Jones

Raushanna Quach (CRD #: 6937322) voluntarily resigned from Edward Jones following allegations. This disclosure appears on her BrokerCheck record, accessed on March 8, 2024. Keep reading if you have questions regarding her conduct. 

Employment Separation After Allegations 

Raushanna Quach voluntarily resigned from Edward Jones following an internal review based on allegations that she did not adhere to the firm’s electronic communication policy. 

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Failing to adhere to an electronic communication policy. 

Failure to Supervise 3110

FINRA Rule 3110 requires that firms establish systems of supervision to maintain their compliance with securities regulations. Firms have electronic communication policies in order to comply with this rule. 

Background Information 

Raushanna Quach has passed the following exams: 

  • Series 66 Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination

Kurta Law Can Help 

If you have worked with Raushanna Quach and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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