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Randy Redd is Facing Allegations of Embezzlement

Randy Redd (CRD #: 4551799), a broker registered with LPL Financial, is the subject of an investor dispute. This is according to his BrokerCheck record, accessed on March 22, 2024. Details concerning this dispute are provided below. 

Investor Allegations 

On December 19, 2023, an investor alleged that Randy Redd embezzled funds through a private real estate transaction. 

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Embezzling violates this rule. 

Background Information 

Randy Redd has passed the following exams: 

  • Series 63 Uniform Securities Agent State Law Examination 
  • SIE – Securities Industry Essentials Examination 
  • Series 7 General Securities Representative Examination
  • Series 24 General Securities Representative Examination 

He is a registered broker in Arizona, California, Colorado, Nevada, and Utah. 

During his 21 years of experience, Randy Redd has registered with LPL Financial (CRD #: 6413) and Equity Services (CRD #: 265). 

Kurta Law Can Help 

If you have worked with Randy Redd and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.

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