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Porsch Anthony Fired from Merrill Lynch, Pierce, Fenner & Smith

Porsch Anthony (CRD #: 6734377), a broker formerly registered with Merrill Lynch, Pierce, Fenner & Smith, was fired from that firm following allegations of misconduct, according to his BrokerCheck record, accessed on May 9, 2023. Keep reading if you have questions about his alleged conduct as a broker.

Termination from Merrill Lynch, Pierce, Fenner & Smith

On March 24, 2023, Porsch Anthony was fired from Merrill Lynch, Pierce, Fenner & Smith for allegedly altering client documents.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Altering client documents may violate FINRA Rule 2010. 

Background Information

Porsch Anthony has passed the following exams:

  • Series 66 – Uniform Combined State Law Examination
  • SIE – Securities Industry Essentials Examination
  • Series 7 – General Securities Representative Examination

He previously worked for Merrill Lynch, Pierce, Fenner & Smith (CRD#:7691).

Kurta Law Can Help

If you worked with Porsch Anthony and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm and exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. 

 

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