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LPL Financial Fires Pierre Greene

Pierre Greene (CRD #: 4920581), a broker formerly registered with LPL Financial, has been fired from that firm, according to his BrokerCheck record, accessed on January 4, 2025. Read on if you want to know more about his alleged conduct as a broker.

Termination from LPL Financial

On December 20, 2024, LPL Financial fired Pierre Greene following allegations that he failed to report outstanding liens in a timely manner and to fully disclose his outside business activities.

FINRA Rule 2010

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade.

FINRA Rule 3270

FINRA Rule 3270 requires brokers to disclose any business activities they engage in outside their firm, as well as any compensation they may receive from these activities.

Outside Business Activities

Pierre Greene lists the following outside business activities on his detailed BrokerCheck page:

  • C&F Wealth Management Corporation, an entity for LPL Financial business
  • Illinois Mutual, as a non-variable insurance agent
  • Bethlehem Baptist Church, as a preacher
  • Pro Skills Basketball, as a basketball coach

Judgment Liens

From 2020-2023, Pierre Greene incurred a total of $55,012 in judgment-related liens.

Background Information

Pierre Greene has passed the following exams:

  • Securities Industry Essentials Examination – SIE
  • Investment Company Products/Variable Contracts Representative Examination – Series 6
  • Uniform Securities Agent State Law Examination – Series 63

He previously worked for the following firms:

  • LPL Financial (CRD#:6413)
  • Royal Alliance Associates (CRD#:23131)
  • Signator Investors (CRD#:468)
  • Park Avenue Securities (CRD#:46173)
  • Northwestern Mutual Investment Services (CRD#:2881)
  • NYLIFE Securities (CRD#:5167)
  • First Investors Corporation (CRD#:305)

Kurta Law Can Help

If you worked with Pierre Greene and you have concerns about your investments, please contact us today at 877-600-0098 or info@kurtalawfirm.com for a free consultation.

For over 20 years, Kurta Law has advocated on behalf of investors who want to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf.