Peter Huminski Terminated by Blue Jasper Capital

Peter Huminski (CRD #: 4591190) has been fired by Blue Jasper Capital. This disclosure appears on his BrokerCheck record, accessed on April 10, 2024. Keep reading if you have questions regarding his alleged conduct as a broker. 

Employment Separation After Allegations 

On March 7, 2024, Blue Jasper Capital terminated Peter Huminski following allegations that the firm had received a phone call from one of his clients alleging that he had borrowed money from them. The firm alleges that accepting a loan from a client is a direct violation of Blue Jaspar Capital’s Code of Ethics and is a prohibited business practice under Florida regulations. 

FINRA Rule 3240

Brokers may only borrow money from clients if the firm approves these types of loans. 

FINRA Rule 3240 describes the limited circumstances under which brokers may borrow from or lend to clients, such as loans between immediate family members. 

High Standards of Commercial Honor 

FINRA Rule 2010 holds brokers to high standards of commercial honor and just and equitable principles of trade. Failing to follow firm policies may violate this rule. 

Background Information 

Peter Huminski has passed the following exams:

• Series 65 Uniform Investment Adviser Law Examination 
• Series 63 Uniform Securities Agent State Law Examination 
• SIE – Securities Industry Essentials Examination 
• Series 7 General Securities Representative Examination 
• Series 6 Investment Company Products / Variable Contracts Representative Examination 

During his 19 years of experience, Peter Huminski has registered with six firms: 

• Fortress Private Ledger (CRD #: 290298) 
• Kestra Investment Services (CRD #: 42046) 
• LPL Financial (CRD #: 6413) 
• Wells Fargo Advisors (CRD #: 19616) 
• SunTrust Investment Services (CRD #: 17499) 
• BB&T Investment Services (CRD #: 33856) 

Kurta Law Can Help 

If you have worked with Peter Huminski and have concerns about your investments, do not hesitate to contact us at 877-600-0098 or info@kurtalawfirm.com for a free consultation. 

For nearly 20 years, Kurta Law has advocated for investors to recover their investment losses from brokers and brokerage firms. Kurta Law is a nationally recognized law firm that exclusively represents investors against brokers and brokerage firms on a contingency basis. This means that the firm only earns a fee if our securities attorneys recover money on your behalf. Do not let securities fraud go unchecked. Start your recovery process today.